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Compliance Overview

Version 2026-06-14·Last updated 2026-06-14·Draft — pending legal review·Download PDF

Expert vetting

Every expert on the platform is individually vetted before appearing in the directory. Vetting includes identity and employment verification, NDA and conflict-of-interest declaration, a video screening, and compliance onboarding covering MNPI obligations and platform rules. Experts must re-certify annually. See Expert Vetting Policy.

MNPI controls

Experts acknowledge before every call that they will not share material non-public information. Investors complete a pre-call MNPI attestation confirming they are not in possession of MNPI relating to the call subject. All calls are recorded for audit purposes. Transcripts undergo automated MNPI screening and compliance review before publication to the library. See MNPI Policy.

Data protection

AlphaBridge operates under GDPR as data controller for all platform data, supplemented by the BDSG in Germany. We maintain a Data Processing Agreement template for institutional clients. Expert call transcripts are published to our subscriber library as part of our core service; experts consent to this at call acceptance and may request exclusion or removal at any time. Subprocessor transparency is maintained in our public Subprocessor Register. See Privacy Policy · Cookie Policy · Privacy Choices.

Expert Code of Conduct

All experts accept a standalone Expert Code of Conduct at onboarding covering accurate self-representation, MNPI obligations, no investment advice, professional behaviour, and post-call trading restrictions. The Code of Conduct is publicly available. See Expert Code of Conduct.

Anti-bribery and ethical conduct

AlphaBridge operates a zero-tolerance anti-bribery policy compliant with the UK Bribery Act 2010, US FCPA, and German §§ 299, 333–335, 335a StGB. A whistleblower channel is available for reporting concerns, with protections under the German Hinweisgeberschutzgesetz (HinSchG). See Anti-Bribery Policy and Whistleblower Policy.

Security

We use TLS 1.2+ for all data in transit, encryption at rest for recordings and personal data, role-based access controls, MFA, and audit logging. Security researchers may report vulnerabilities via our Vulnerability Disclosure Policy.

Modern slavery

We publish an annual Modern Slavery Statement in accordance with the UK Modern Slavery Act 2015.

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Questions

Compliance enquiries: legal@alpha-bridge.co Privacy enquiries: privacy@alpha-bridge.co Full due diligence documentation: request via legal@alpha-bridge.co